B · Normal
[Many securities regulatory bureaus issued documents clarifying the specific requirements of the new 930 financial network marketing regulations] On October 12, supervision is emphasizing and urging securities companies and fund companies to implement the "930 new regulations." The "Measures for the Administration of Online Marketing of Financial Products" was officially implemented on September 30 this year. Reporters have learned from many sources that many local securities regulatory bureaus have recently put forward specific work requirements to institutions within their jurisdictions. Generally speaking, first, they are not allowed to interact with any organization or individual other than third-party Internet platforms ( Including "Internet Vs") to cooperate in online marketing; secondly, cooperation with platforms must adhere to business independence, technical security, and data confidentiality, and payment must not be linked to account opening volume, transaction volume, handling fees and other indicators; thirdly, platforms that provide transfer channels for securities transactions must register with the China Securities Regulatory Commission. In addition, institutions must establish a platform pre-evaluation mechanism, strengthen the construction of independently operated apps, and are not allowed to cooperate with platforms that have not completed registration. Existing cooperation must be rectified within one year of the implementation of the "Measures" and report cooperation status on a quarterly basis. (Reporter Lin Jian)
🕐 2026-10-12 18:13

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