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[Zhejiang Securities Regulatory Bureau: Issue a warning letter to Longquan Yunfeng Private Equity Fund Management Co., Ltd.] On November 4, the Zhejiang Securities Regulatory Bureau’s website issued a decision on taking measures to issue a warning letter to Longquan Yunfeng Private Equity Fund Management Co., Ltd. After investigation, the company had the following problems in carrying out private equity fund business: 1. Non-company personnel participated in fund raising and customer management; 2. Failure to perform fund liquidation and information disclosure obligations as stipulated in the contract, and failure to invest according to the investment scope stipulated in the contract; 3. There were false records in some of the information submitted by managers and fund managers; 4. There was personnel confusion with other related companies; 5. Failure to properly preserve the suitability management materials of individual investors. According to relevant regulations, the Zhejiang Securities Regulatory Bureau decided to take supervisory and administrative measures by issuing a warning letter to Longquan Yunfeng Private Equity Fund Management Co., Ltd., and recorded it in the securities and futures market integrity files.
Securities private placement news 🕐 2026-11-04 15:32

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