B · Normal
[The central bank warned Oriental Fortune Securities Co., Ltd. and fined it 740,000 yuan for two illegal acts] On September 11, the central bank issued Yinfangjuezi [2026] No. 72, warning Oriental Fortune Securities Co., Ltd. and fined it 740,000 yuan. The date for making the administrative penalty decision is June 22, 2026. The illegal acts include: 1. Failure to conduct customer due diligence in accordance with regulations; 2. Failure to report suspicious transactions in accordance with regulations.
A-share regulatory dynamics 🕐 2026-09-11 17:44
#A-share regulatory dynamics
Save as Image Generate a beautiful long image to share on Moments or in group chats Generate now ⬇
← Back to Telegraph

Related telegraphs

[Consolidated management of the securities industry enters a critical period] Se 09-19 07:38 [Shanghai Stock Exchange focuses on monitoring stocks with large fluctuations su 09-18 19:19 [Shenzhen Stock Exchange has adopted self-regulatory measures on 102 abnormal se 09-18 18:41 [China Securities Regulatory Commission seriously investigates *ST Zhuoran’s ser 09-11 19:58 [Hubei Securities Regulatory Bureau’s decision to order rectification of adminis 09-11 19:36 [Shenzhen Stock Exchange: A total of 7 major matters of listed companies were ve 09-11 19:20

Comments

0/500
Captcha (click to refresh)
No comments yet