B · Normal
[The Detailed Rules for the Integrity of Securities Dealers and Individuals are to be revised to prohibit brokers from transferring benefits through “channel fees”] On September 14, reporters learned that the China Securities Association was soliciting opinions from securities firms on the “Details for the Implementation of the Integrity of Securities Business Institutions and Their Staff.” The revised draft requires that securities firms must clearly stipulate deliverables, acceptance standards, service time limits, fee standards, anti-commercial bribery, prohibition of improper transfer of benefits, etc. in the third-party service agreement to ensure that the service is authentic, the consideration is fair, the process is traceable, and the results are verifiable. At the same time, "channel fees" have been added to the list of prohibited fees, and inflated prices, disguised gifts, benefit transfers or evasion of supervision are strictly prohibited, and cooperation with third-party institutions that have integrity violations should be terminated. (Reporter Lin Jian)
🕐 2026-09-14 19:44

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