[Jilin Securities Regulatory Bureau issues warning letter to Fangzheng Securities Yanji Aidan Road Securities Sales Department] On September 24, the Jilin Securities Regulatory Bureau issued a decision to issue a warning letter to the Yanji Aidan Road Securities Sales Department of Fangzheng Securities Co., Ltd. The sales department has the following problems: First, the separation of job responsibilities is not in place, and the sales department’s marketing, technology, and account business handling positions are not effectively separated. Second, the professional behavior of staff was not strictly regulated. Third, the salary distribution mechanism is imperfect. The above-mentioned behavior violates Article 38 and 40 of the Measures for the Administration of Securities Brokerage Business (CSRC Order No. 204) and Article 6, Item 4 of the Compliance Management Measures for Securities Companies and Securities Investment Fund Management Companies (CSRC Order No. 166). Jilin Securities Regulatory Bureau decided to take administrative supervision and management measures by issuing warning letters to the sales department. The sales department shall complete the rectification of the above issues within one month of receiving this decision on regulatory measures and submit a written rectification report.