A · Important
[New Third Board stock trading risk warning requirements will be implemented from November 2] On October 26, the reporter learned that the new requirements for the New Third Board stock trading risk warning will be implemented from November 2, 2026. According to the requirements of the National Equities Exchange and Quotations, securities companies have mainly completed four major adjustments: First, within 60 trading days after investors have opened the New OTC Market trading authority, if they entrust the purchase of stocks on the list, pop-up prompts will appear on a transaction-by-transaction basis (including intraday limit purchase orders and block transaction purchase orders); second, two risks in the buying process A risk reminder pops up for the first time when entering a code or abbreviation, and a second time when confirming a purchase; third, the list is determined based on equity concentration and transaction liquidity, and is valid for a limited time, but is not displayed to the public; fourth, securities firms must establish a flexible and controllable risk warning management mechanism to cooperate with and meet the corresponding regulatory requirements. (Reporter Lin Jian)
Futures Market Intelligence 🕐 2026-10-26 12:30

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