[Jiangsu Securities Regulatory Bureau ordered Shengang Securities Jiangsu Branch and Li Ji to correct administrative supervision measures] On November 14, Jiangsu Securities Regulatory Bureau issued a decision to order Shengang Securities Co., Ltd. Jiangsu Branch and Li Ji to correct administrative supervision measures. Shengang Securities Jiangsu Branch had the following problems: First, it entrusted a third party other than a broker to solicit customers. Second, the branch's suitability management is not in place. Third, there are major flaws in internal control and compliance management. Fourth, some employees have weak compliance awareness and do not cooperate with regulatory inspections. The above-mentioned behavior violates Item (7) of Article 8 of the Measures for the Administration of Securities Brokerage Business (CSRC Order No. 204), Article 3 of the Measures for the Administration of Suitability of Securities and Futures Investors (CSRC Order No. 202), and the Securities Companies and Securities Investment Fund Management Corporation. Article 3 and Article 26 of the "Compliance Management Measures of the Securities Regulatory Commission" (CSRC Order No. 166) and the first paragraph of Article 22 of the "Measures for the Supervision and Management of Directors, Supervisors, Senior Managers and Practitioners of Securities Fund Business Institutions" (CSRC Order No. 227). As the person in charge of the branch, Li Ji is responsible for the above-mentioned issues and violated the provisions of Article 8, Item (7) of the Measures for the Administration of Securities Brokerage Business (CSRC Order No. 204) and Article 10, Paragraph 2 of the Compliance Management Measures of Securities Companies and Securities Investment Fund Management Companies (CSRC Order No. 166).