B · Normal
[Revision of the Detailed Rules for the Integrity of the Securities Industry to Clarify the Salary Recourse Mechanism and New Regulations on Digital Business] On September 14th, the Securities Association of China recently issued a notice to all securities companies to solicit industry opinions on the "Details for the Implementation of the Integrity of Securities Business Institutions and Their Staff (Revised Draft for Comment)". The deadline for feedback is September 29. It is reported that this revision adheres to the goal orientation and problem orientation, and focuses on five aspects: consolidating the main responsibilities, improving the supervision mechanism, refining internal control requirements, adapting to new changes in the business, and improving incentives and constraints. Many new clauses point to new forms and new blind spots of industry integrity risks in recent years. (CSI Taurus)
🕐 2026-09-14 08:33

Comments

0/500
Captcha (click to refresh)
No comments yet