B · Normal
[The China Securities Association plans to establish electronic professional ethics files for employees to cover the entire cycle from recruitment to resignation] On October 16, the reporter learned that the China Securities Association has drafted the "Opinions on Further Deepening the Cultural Construction of the Securities Industry" and is soliciting opinions from securities companies. The new regulations propose to improve supporting institutional systems such as professional ethics standards and professional conduct guidelines for securities practitioners in accordance with the "Code of Professional Ethics for Securities Practitioners". The document requires that around the full career cycle of employee recruitment, job management, promotion, and resignation, the red lines and professional ethics restraint standards for legal compliance should be clarified in layers; electronic professional ethics files for employees should be established and updated dynamically to achieve full traces, quantitative evaluation, and rigid constraints of professional conduct. The new regulations also propose innovative training methods and innovative training courses to promote the quality and efficiency of professional ethics education. The professional ethics and compliance awareness of employees will be significantly improved, and the industry ecology with clean and upright ethics will be basically stable. (Reporter Lin Jian)
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