A · Important
[The China Securities Regulatory Commission issued a document to regulate the transfer cooperation between securities fund institutions and Internet platforms] On September 4, reporters learned from various sources that the regulatory authorities have issued new requirements on the pre-evaluation mechanism and continuous tracking matters for securities fund institutions to entrust third-party Internet platforms to provide transfer channels. The institutional supervision report issued this time is the detailed requirements of the "Measures for the Administration of Online Marketing of Financial Products". According to Articles 21 and 23 of the Measures, financial institutions that entrust third-party Internet platforms to provide services for online marketing of financial products should establish a pre-evaluation mechanism to continuously track the compliance, security, and agreement performance of the third-party Internet platforms. Relevant people said that the regulatory authorities will include the transfer channel cooperation between industry institutions and third-party Internet platforms as daily supervisory concerns. They will initiate on-site inspection procedures for high-risk cooperation. If any violations are found, they will be dealt with according to laws and regulations. (Securities Times)
TMT Industry Observation 🕐 2026-09-04 19:18

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